Regardless of how you acquired your securities position, you'll need official documentation to support a request for a change in your security holder account record or request a transfer of ownership. This article will outline what's required. Note that every situation is a little different and requests for specific collateral documentation are not limited to the list below.
Update Registered Owner Information
If you need to update your name for any reason, below is a list of documents you should have on hand in order to complete the process:
- Government issued ID showing your new name
- Marriage certificate
- Divorce Certificate
- Certified Court Order
If you've moved and need to update your address, below is a list of documents that we may need to effectuate the change:
- Government issued ID showing the new address
- Utility bill or bank statement with your name the new address on it dated within last 90 days
- Notarized statement indicating the new address
Now that you have an idea of what supporting documents are generally required, take a look at this article for more information on how to get the ball rolling on a transfer or record change request:
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